Analyst I | Securities Supervision Division.

Grand Cayman | Full-time | 37.5 hours per week
Reporting to the Senior Analyst, the Analyst performs functions relating to the various processes of the Division (outlined below) and monitors an assigned portfolio of licensees and registrants on an off-site basis, as well as participates in risk-based on-site inspections. [At the Analyst II level, with the more complex tasks forming a greater portion of the assigned portfolio, there is a higher level of analysis and decision-making expected].
RESPONSIBILITIES:
The successful candidate will:
• Process entities terminating/de-registering and completes monthly follow-ups with licensees or registrants under termination or termination;
• Respond to and process Overseas Regulatory Authority requests and industry queries in regard to licensees and registrants;
• Respond to and process requests relating to Directors’ changes, updates and surrender/de-registration of registration;
• Prepare relevant pre-meeting notes/data for Senior Management, and participate and take concise minutes in meetings with licensees/registrants/other industry participants;
• Conduct a timely analysis of annual returns and financial statements, and reviews and processes audit extension/waiver/exemption requests for licensees in accordance with the Securities Investment Business Act (2020 Revision);
• Prepare Chronologies on problem entities that will be closely monitored on the Division’s Watchlist or the Critical Entities Watch list;
• Assess and risk-rate problem entities in accordance with CIMA’s internal risk weighting criteria;
• Prepare Enforcement Memos to the Legal and/or Compliance Divisions recommending regulatory action for problem entities that are of material concern and have severe regulatory breaches;
• Effectively manage the pre and post inspection process;
• Draft pre-inspection and inspection reports to determine the inspection scope and outline findings, requirements, and recommendations; and
• Participate in the file assessment and annual risk analysis of licensees or registrants.
GENERAL REQUIREMENTS:
The minimum qualifications required to successfully perform the job are as follows:
• A Bachelor’s degree in a finance related field;
• Direct experience from a regulatory environment, particularly in securities would be beneficial;
• A securities investment business or professional designation such as ACCA, CPA, CFA, CFE, LLB would be beneficial;
• General knowledge of auditing and accounting principles and ability to analyze the implications of financial statements as they relate to securities companies;
• Knowledge of current international regulatory practices;
• An Advanced knowledge and proficiency in Microsoft Office applications, especially MS Excel, Word and PowerPoint being required;
• Analytical, organizational, research, presentation skills, as well as the ability to work independently; and
• Knowledge of the Securities Investment Business Act (2020 Revision), regulations, relevant rules, guidance, policies and procedures relating to the supervision of securities investment businesses would be highly advantageous or beneficial.
ANALYST I Requisition ID: 2026-107
• Three years, in the absence of a degree, of relevant and related experience in the finance, financial accounting, auditing, or securities industry.
Salary Scale: $44,057 - $55,117 per annum.

Caymanians, persons possessing Caymanian Status, Permanent Residency, or Residency Employment Rights Certificate need only apply.
Direct applicants only. Applications received from agencies will not be accepted at this time.
A competitive benefits package is also offered including health insurance, pension, vacation, life insurance.
Application form may be completed online by visiting careers.cima.ky
Application Deadline: 25 September 2026
(Only shortlisted candidates will be notified)